| Discussion Notes
 Dual Diagnosis
 Dr. Kenneth Minkoff
Individuals with Co-occurring Disorders
 Principles of Successful Treatment. 
                Comorbidity is an expectation, NOT an exception.
 
Treatment success derives from the implementation of an empathic, hopeful, continuous treatment relationship, which provides integrated treatment and coordination of care through the course of multiple treatment episodes.
 
Within the context of the empathic, hopeful, continuous, integrated relationship, case management/care and empathic detachment/ confrontation are appropriately balanced at each point in time.
 
When substance disorder and psychiatric disorder co-exist, each disorder should be considered primary, and integrated dual primary treatment is recommended, where each disorder receives appropriately intensive diagnosis-specific treatment.
 
There is no one type of dual diagnosis program or intervention. For each person, the correct treatment intervention must be individualized according to diagnosis, phase of recovery/treatment, level of functioning and/or disability associated with each disorder, and level of acuity, dangerousness, motivation, capacity for treatment adherence, and availability of continuing empathic treatment relationships and other recovery supports. 
 Sub-Groups of People With Coexisting Disorders Patients with “Dual Diagnosis” - combined psychiatric and substance abuse problems - who are eligible for services fall into four major categories. 
                
                  | PSYCH. HIGH SUBSTANCE HIGH Serious & Persistent Mental Illness with Substance Dependence
 | PSYCH. LOW SUBSTANCE HIGH Psychiatrically Complicated Substance Dependence |  
                  | PSYCH. HIGH SUBSTANCE LOW Serious & Persistent Mental Illness with Substance Abuse
 | PSYCH. LOW SUBSTANCE LOW Mild Psychopathology with Substance Abuse
 |  PSYCH HIGH / SUBSTANCE HIGHSERIOUS & PERSISTENT MENTAL ILLNESS
 WITH SUBSTANCE DEPENDENCE
 
                Patients with serious and persistent mental illness, who also have alcoholism and.or drug addiction, and who need treatment for addiction, for mental illness, or for both. This may include sober individuals who may benefit from psychiatric treatment in a setting which also provides sobriety support and Twelve-step Programs. PSYCH LOW / SUBSTANCE HIGHPSYCHIATRICALLY COMPLICATED
 SUBSTANCE DEPENDENCE
 
                Patients with alcoholism and/or drug addiction who have significant psychiatric symptomatology and /or disability but who do NOT have serious and persistent mental illness.
 
Includes both substance-induced psychiatric disorders and substance-exacerbated psychiatric disorders.
 
Includes the following psychiatric syndromes:
                  
                    Anxiety/Panic Disorder - SuicidalityDepression/Hypomania - ViolencePsychosis/Confusion - PTSD SymptomsSymptoms Secondary to Misuse/Abuseof Psychotropic Medication
Personality Traits/Disorder PSYCH HIGH / SUBSTANCE LOWSERIOUS & PERSISTENT MENTAL ILLNESS
 WITH SUBSTANCE ABUSE
 
                Patients with serious and persistent mental illness (e.g. Schizophrenia, Major Affective Disorders with Psychosis, Serious PTSD) which is complicated by substance abuse, whether or not the patient sees substances as a problem. PSYCH LOW / SUBSTANCE LOWMILD PSYCHOPATHOLOGY WITH SUBSTANCE ABUSE
 
                Patients who usually present in outpatient setting with various combinations of psychiatric symptoms (e.g. anxiety, depression, family conflict) and patterns of substance misuse and abuse, but not clear cut substance dependence. 
 DSM III-R Diagnostic Criteria PSYCHOACTIVE SUBSTANCE ABUSE 
                A maladaptive pattern of psychoactive substance use leading to clinically significant impairment or distress, as manifested by one (or more) of the following, occurring within a 12-month period:
                  
                    Recurrent substance use resulting in failure to fulfill major role obligations at work, school, or homeRecurrent substance use in situations in which it is physically hazardousRecurrent substance-related legal problemsContinued substance use despite having persistent or recurrent social or interpersonal problems caused or exacerbated by the effects of the substance use
 
The symptoms have never met the criteria for Substance Dependence for this class of substance. DSM IV Diagnostic Criteria PSYCHOACTIVE SUBSTANCE DEPENDENCE 
                A maladaptive pattern of substance use, leading to clinically significant impairment or distress, as manifested by three (or more) of the following, occurring any time in the same 12-month period:
                  
                    
                      Tolerance, as defined by either of the following:
                      
                        A need for markedly increased amounts of substance to achieve intoxication or desired effectMarkedly diminished effect with continued use of the same amount of the substance
                      Withdrawal, as manifested by either of the following:
                      
                        The characteristic withdrawal syndrome for the substanceThe same (or closely related) substance is taken to relieve or avoid withdrawal symptoms
 
The substance is often taken in larger amounts or over a longer period than was intended
 
There is a persistent desire or unsuccessful efforts to cut down or control substance use
 
A great deal of time spent in activities necessary to obtain the substance, use the substance, or recover from its effects
 
Important social, occupation, or recreational activities are given up or reduced because of substance use
 
Continued use despite knowledge of having a persistent or recurrent physical or psychological problem that is likely to have been caused or exacerbated by the substance
 NOTE: The following items may not apply to cannabis, hallucinogens, or phencyclidine (PCP)
Characteristic withdrawal symptomsSubstance often taken to relieve or avoid withdrawal symptoms 
 Philosophical & ClinicalBARRIERS TO INTEGRATED TREATMENT
 
                
                  | Addiction System |  | Mental Health System |  
                  | Peer Counseling model | vs. | Medical/Professional model |  
                  | Spiritual Recovery | vs. | Scientific treatment |  
                  | Self Help | vs. | Medication |  
                  | Confrontation and expectation | vs. | Individualized support and flexibility |  
                  | Detachment/empowerment | vs. | Case management/care |  
                  | Episodic treatment | vs. | Continuity of Responsibility |  
                  | Recovery ideology | vs. | Deinstitutionalization ideology |  
                  | Psychopathology is secondary to addiction | vs. | Substance use is secondary to psychopathology |  PARALLELS 
                
                  | Alcoholism/Addiction | Major Mental Illness |  
                  | 1. A biological illness | 1. A biological illness |  
                  | 2. Hereditary (in part) | 2. Hereditary (in part) |  
                  | 3. Chronicity | 3. Chronicity |  
                  | 4. Incurability | 4. Incurability |  
                  | 5. Leads to lack of control of behavior and emotions | 5. Leads to lack of control of behavior and emotions |  
                  | 6. Positive and negative symptoms | 6. Positive and negative symptoms |  
                  | 7. Affects the whole family | 7. Affects the whole family |  
                  | 8. Progression of the disease without treatment | 8. Progression of the disease without treatment |  
                  | 9. Symptoms can be controlled with proper treatment | 9. Symptoms can be controlled with proper treatment |  
                  | 10. Disease of denial, relates to both disease & chronicity of disease | 10. Disease of denial, relates to both disease & chronicity of disease |  
                  | 11. Facing the disease can lead to depression and despair | 11. Facing the disease can lead to depression and despair |  
                  | 12. Disease is often seen as a “moral issue”, due to personal weakness rather than biological causes | 12. Disease is often seen as a “moral issue”, due to personal weakness rather than biological causes |  
                  | 13. Feelings of guilt & failure | 13. Feelings of guilt & failure |  
                  | 14. Feelings of shame & stigma | 14. Feelings of shame & stigma |  
                  | 15. Physical, mental and spiritual disease | 15. Physical, mental and spiritual disease |  
 
 PARALLELSPROCESS OF RECOVERY
 
                PHASE 1: Stabilization
                  
                    Stabilization of active substance use or acute psychiatric symptoms
 
PHASE 2: Engagement/ Motivational Enhancement
                  
                    Engagement in treatmentContemplation, Preparation, Persuasion
 
PHASE 3: Prolonged Stabilization
                  
                    Active treatment, Maintenance, Relapse Prevention
 
PHASE 4: Recovery & Rehabilitation
                  
                    Continued sobriety and stabilityOne year - ongoing PHASE 1: Stabilization 
                
                  | 
                      Detoxification
                     | 
                      Stabilize AcutePsychiatric Illness
 |  
                  | 
                      Usually inpatient, may be involuntaryUsually need medication3-5 days (alcohol)Includes assessment for other diagnoses | 
                      Usually inpatient, may be involuntaryMedication2 weeks to 6 monthsIncludes assessment for effects of substance, and for addiction |  PHASE 2: Engagement/Motivational Enhancement 
                PHASE 3: Prolonged Stabilization
                  | 
                      Addiction Treatment
                     | 
                      Psychiatric Treatment
                     |  
                  | 
                      Engagement in ongoing treatment is crucial for recovery to proceedBegins with empathy and proceeds through phases of education and empathic confrontation, before patient commits to ongoing active treatmentMotivational interviewing techniquesEducation about substance use, abuse, and dependence & empathic confrontation of adverse consequences are tools to overcome denial. Patient accepts powerlessness to control drug without helpEducation of the family, & involving them in interviews to promote motivationEngagement may take place in a variety of treatment settings ... may need extended inpatient or day treatment rehabilitation (2-12 weeks)Engagement may be initially coercedMultiple cycles of relapse usually occur before engagement in ongoing treatment is successful (revolving door) | 
                      Engagement in ongoing treatment is crucial for recovery to proceedBegins with empathy and proceeds through phases of education and empathic confrontation, before patient commits to ongoing active treatmentMotivational interviewing techniquesEducation about mental illness and the adverse consequences of treatment non-compliance are tools to overcome denial. Patient accepts powerlessness to control symptoms without helpEducation of the family, & involving them in setting limits on non- complianceEngagement may take place in a variety of treatment settings ... may need extended inpatient or day treatment rehabilitation (1-6 months)Engagement may be initially coercedMultiple cycles of relapse usually occur before engagement in ongoing treatment is successful (revolving door) |  
 
 
                PHASE 4: Recovery & Rehabilitation
                  | 
                      ContinuedAbstinence
 | 
                      ContinuedMedication Compliance
 |  
                  | 
                      One-YearPatient consistently attends abstinence support programsUsually voluntary, but ongoing compliance may be coerced or mandatedOngoing education about addiction, recovery and skills to maintain abstinenceFocus on asking for help to cope with urges to use substances and drop out of treatmentMust learn to accept the illness and deal with shame, stigma, guilt, and despairMust learn to cope with "negative symptoms": social, affective, cognitive, and personality developmentFamily needs ongoing involvement in its own program of recovery to learn empathic detachment and how to set caring limitsMay need intensive outpatient treatment and/or 6-12 months residential placementContinuing assessmentRisk of relapse continues | 
                      One-YearPatient consistently takes medication and attends treatment sessions regularlyUsually voluntary, but may be coerced or mandatedOngoing education about mental illness, recovery and skills to prevent relapseFocus on asking for help to cope with continuing symptoms and urges to discontinue treatmentMust learn to accept the illness and deal with shame , stigma, guilt, and despairMust learn to cope with "negative symptoms": impaired cognition, affect, social skills, and lack of motivation/energyFamily needs ongoing involvement in its own program of recovery to learn empathic detachment and how to set caring limitsMay need extended hospital, day treatment and/or residential placementContinuing assessmentRisk of relapse continues |  
 
 
                
                  | 
                      Continued Sobriety
                     | 
                      Continued Stability
                     |  
                  | 
                      Voluntary, active involvement in treatmentStability precedes growth; no growth is possible unless sobriety is fairly secure. Growth occurs slowly (One Day at a Time)Continued work in the AA program, on growing, changing, dealing with feelingsThinking begins to clearNew skills for dealing with feelings, situationsIncreasing responsibility for illness, and recovery program brings increasing control of one's lifeIncreasing capacity to work and to have relationshipsRecovery is never "complete", always ongoingEventual goal is peace of mind and serenity (Serenity Prayer) | 
                      Voluntary, active involvement in treatmentStability precedes growth; no growth is possible unless stabilization of illness is fairly solid. Growth occurs slowly (One Day at a Time)Continued medication, but reduction to lowest level needed for maintenance.Continued work in treatment programThinking begins to clearNew skills dealing with feelings, situationsIncreasing responsibility for illness, and recovery programs brings increasing control of one's lifeIncreasing capacity to work and relate (voc rehab, clubhouse)Recovery is never "complete", always ongoingEventual goal is peace of mind and serenity (Serenity Prayer) |  
 
                Individuals with Co-occurring Disorders
 Treatment Rules
 
                All good treatment proceeds from empathic, hopeful, clinical relationship.Consequently, promote opportunities to initiate and maintain continuing empathic, hopeful relationships whenever possible.Specifically, remove arbitrary barriers to initial assessment and evaluation, including initial psychopharmacology evaluation (e.g., length of sobriety, alcohol level, etc.)Moreover, never discontinue medication for a known serious mental illness because a patient is using substances.Never deny access to substance disorder evaluation and/or treatment because a patient is on a prescribed non-addictive psychotropic medication.In fact, when mental illness and substance disorder co-exist, both disorders require specific and appropriately intensive primary treatment.There are no rules! The specific content of dual primary treatment for each person must be individualized according to diagnosis, phase of treatment, level of functioning and/or disability, and assessment of level of care based on acuity, severity, medical safety, motivation, and availability of recovery support. 
 For more information about Dr. Kenneth Minkoff, please visit his website at: www.kenminkoff.com 
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